Regulatory Compliance Services


Due to the consumer credit crisis, several high profile compliance failures and the increased emphasis on consumer protection, the regulatory bodies, investors and the general public are paying special importance to regulatory compliance. Failure to comply with the regulatory compliances may result in litigation, financial penalties, regulatory constraints and reputational damage.

Our team of highly qualified experts assist organisations in addressing these challenges and proactively confronting the changing regulatory requirements and expectations. We provide solutions that are tailor made to our clients’ businesses.

Within the regulatory compliance services, we offer the following services on a turnkey basis:

Our suite of Basel II/III services includes:

  • Credit Risk Measurement and Management
  • Market Risk Measurement and Management
  • Operational Risk Measurement and Management
  • Stress Testing
  • Development and Review of Risk Management Policies
  • Basel II/III System Selection & Implementation

Our suite of Internal Capital Adequacy Assessment Plan (ICAAP) services to banks and financial institutions span from on-the-drawing board formulation of the ICAAP to the final submission of ICAAP report to the regulatory authorities. Our ICAAP related services include the following:

  • Development of ICAAP
  • Review of pre-existing ICAAP
  • Submission of ICAAP to regulators to ensure acceptance with the regulators
  • Remedial actions and plan to incorporate the ICAAP into the bank’s practices